Listing Rules and Guidance: Contents


 
 

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3A.21
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Each Compliance Adviser must give an undertaking to the Exchange in the terms set out in rule 3A.22 below and in the form in Appendix 20. Compliance Advisers must give the undertaking no later than the earlier of:

(1) immediately the Compliance Adviser agrees its terms of engagement with the listed issuer; and
(2) the Compliance Adviser commencing work for the listed issuer.