Listing Rules and Guidance: Contents


 
 

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3A.22
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Each Compliance Adviser must undertake to:

(1) comply with the Exchange Listing Rules applicable to Compliance Advisers; and
(2) cooperate in any investigation conducted by the Listing Division and/or the Listing Committee of the Exchange, including answering promptly and openly any questions addressed to the Compliance Adviser, promptly producing the originals or copies of any relevant documents and attending before any meeting or hearing at which the Compliance Adviser is requested to appear.