Listing Rules and Guidance: Contents


 
 

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9.22
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If the listing document constitutes a prospectus under the Companies (Winding Up and Miscellaneous Provisions) Ordinance, the following documents must be submitted to the Exchange:—

(1) at least 14 days before the proposed date of registration of the prospectus by the Registrar of Companies, notice of the proposed date of registration of the prospectus (see rule 11A.09);
(2) by 11 a.m. on the intended date of authorisation for registration of the prospectus,
(a) an application for authorisation for registration of the prospectus under section 38D(3) or section 342C(3) of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (as the case may be);
(b) two printed copies of the prospectus, duly signed in accordance with section 38D(3) or section 342C(3) of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (as the case may be) and having endorsed thereon or annexed thereto the documents required under the relevant section;
(c) in respect of every Chinese translation of the prospectus,
(i) a certificate issued by the translator certifying that the Chinese translation of the English version of the prospectus is true and accurate; and
(ii) a certificate issued by the issuer certifying that the translator is competent to have given the certificate referred to in (i) above; and
(d) any power of attorney or other authority under which the prospectus is signed, together with a certified copy thereof; and
(3) as soon as after the registration of the prospectus, a copy of the letter from the Registrar of Companies confirming the registration (see rule 2.07C(1)(b)(ii)).