Listing Rules and Guidance: Contents


 
 

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12.03
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In the following cases, a formal notice stating the information set out in rule 12.04 must be published in accordance with rule 2.07C not less than two clear business days before dealings commence:—

(1) a placing by or on behalf of a new applicant which does not fall within rule 12.02(2);
(2) a placing by or on behalf of a listed issuer of securities of a class new to listing which does not fall within rule 12.02(3);
(3) an introduction by or on behalf of a new applicant of any class of securities;
(4) an introduction by or on behalf of a listed issuer of securities of a class new to listing; and
(5) an issue by a listed issuer of securities of a class new to listing which does not fall within any of rules 12.02 or (1) to (4) above.