Listing Rules and Guidance: Contents
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PN1 Procedures Regarding the Delivery of Information and Documents
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The Stock Exchange of Hong Kong Limited
Practice Note 1
to the Rules Governing the Listing of Securities (the "Exchange Listing Rules")
Issued pursuant to rule 1.06 of the Exchange Listing Rules
PROCEDURES REGARDING THE DELIVERY OF INFORMATION AND DOCUMENTS
Terms used in this Practice Note which are defined or interpreted in the Exchange Listing Rules shall have the same meaning as in the Exchange Listing Rules.
All applications for listing must be sent to the Listing Division and marked for the attention of the Head of the Listing Division and all correspondence in respect of listing matters should be sent to the Listing Division.
Every request for a review under Chapters 2A and 2B of the Exchange Listing Rules must be sent to the Listing Division and marked for the attention of the Secretary of the Listing Committee.
References in Chapters 3, 13 and 19A of the Exchange Listing Rules, and where applicable, the listing agreements, and in the formal declaration relating to any other business activities and undertaking in the forms set out in Forms B, H and I in Appendix 5 to the Exchange Listing Rules to providing and/or informing the Exchange of the relevant contact information mean delivery of that information to the Listing Division.
References in Chapters 13, 14 and 14A of the Exchange Listing Rules and where applicable, the listing agreements, to informing the Exchange mean delivery of the relevant information to the Listing Division.
Hong Kong, 15 February 2002
Revised on 31 March 2004
Revised on 1 April 2015