Listing Rules and Guidance: Contents


 
 

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Apr 30 2018 onwards

8A.34
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An issuer must consult with and, if necessary, seek advice from its Compliance Adviser, on a timely and ongoing basis in the circumstances set out in rule 3A.23 and also on any matters related to:

(1) the WVR structure;
(2) transactions in which any beneficiary of weighted voting rights in the issuer has an interest; and
(3) where there is a potential conflict of interest between the issuer, a subsidiary of the issuer and/or shareholders of the issuer (considered as a group) on the one hand and any beneficiary of weighted voting rights in the issuer on the other.