Listing Rules and Guidance: Contents


The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails.

(2 versions)
Up to Jul 21 2016Jul 22 2016 onwards

View Current PDF

The listing application form must be accompanied by:—

(1) the documents, as applicable, stipulated in rules 12.22 and 12.23;
(2) [Repealed 1 January 2005]
(3) [Repealed 1 October 2013]
(4) the initial listing fee in the amount specified in Appendix 9.

Note: If the Exchange returns an application to a Sponsor before the Exchange issues its first comment letter to the Sponsor, the initial listing fee will be refunded; and in other cases the initial listing fee will be forfeited.