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Listing Rules and Guidance: Contents


 
 

The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails.

2009
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This section contains extracts of Listing Division's letters to issuers, interpreting the Listing Rules on specific listing matters.

Rejection Letter (RL) – This series comprises a selection of letters explaining the Division's rejection of specific listing applications.

No Further Disciplinary Action (Guidance) Letter (LEGL) - This series comprises a selection of letters issued following investigation of suspected breaches of the Rules and where the Division decided not to pursue disciplinary action. The letters communicate the Division's interpretation or expectations as to the conduct of an issuer and its directors and are now published for general guidance and to promote transparency about the disposal of potential disciplinary matters.

Please visit Archive to view marked-up versions and versions that have been superseded or withdrawn.

Date (mm/yyyy) Reference Number Particulars Listing Rules Document Type Content Category
04/2009 RL25-09 LETTER 1 - Extracts of the decision letter of the Head of Listing.LETTER 2 - Extracts of the decision letter of the GEM Listing Committee on review. LETTER 3 - Extracts of the decision letter of the GEM Listing (Review) Committee on review. GEM Rule 11.06 Rejection Letter New Applicants