Listing Rules and Guidance: Contents
The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.
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Frequently Asked Questions
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The following frequently asked questions (FAQs) are designed to help issuers understand and comply with the Listing Rules, particularly in situations not explicitly set out in the Rules or where further clarification may be desirable.
Users of the FAQs should refer to the Rules themselves and, if necessary, seek qualified professional advice. The FAQs are not substitutes for the Rules. If there is any discrepancy between the FAQs and the Rules, the Rules prevail.
In formulating our "answers", we may have assumed certain underlying facts, selectively summarised the Rules or concentrated on one particular aspect of the question. They are not definitive and do not apply to all cases where the scenario may at first appear similar. In any given case, regard must be had to all the relevant facts and circumstances.
The Listing Division may be consulted on a confidential basis. Contact the Listing Division at the earliest opportunity with any queries.
For searches by rules or topics, please download the consolidated version of FAQs here.
Please visit Archive to view marked-up versions and versions that have been superseded or withdrawn.
Please click here for a glossary of acronyms and terms commonly used in the frequently asked questions published in this section.