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Listing Rules and Guidance: Contents


 
 

The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails.

2016
View whole section

Select By Rule or Topic: Download the consolidated index here

Please visit Archive to view marked-up versions and versions that have been superseded or withdrawn.

This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.

Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:

Before 1 January 2011 On or After 1 January 2011
 
HKEx-LD100-1
HKEx-LD100-2
HKEx-LD101-1
 
HKEx-LD1-2011
HKEx-LD2-2011
HKEx-LD3-2011

Listing decisions published before 1 January 2011 continue to bear the old references.

LD Series Number First
Release
Date (Last
Update
Date)
(mm/yyyy)
Listing Rules/ Topics Particulars
LD103-2016 12/2016 Main Board Rules 2.03, 2A.03, 13.64 and 13.52B(1) Whether the Exchange would approve a share subdivision proposed by Company A
LD102-2016 12/2016 Main Board Rules 2.03, 2A.03 and 7.19(6) Whether the Exchange would grant listing approval for the proposed rights issue of Company A
LD101-2016 04/2016 Main Board Rule 9.03(3)
GEM Rules 12.09 and 12.14
To provide guidance on why the Exchange returned certain listing applications
LD100-2016 04/2016 Main Board Rules 2.06 and Chapter 8
GEM Rules 2.09 and Chapter 11
To provide guidance on why the Exchange rejected certain listing applications
LD99-2016 03/2016 Main Board Rule 13.24 Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal
LD98-2016 03/2016 Main Board Rule 13.24 Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal
LD97-2016 03/2016 Main Board Rule 13.24 Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal
LD96-2016 03/2016 Main Board Rule 14.06(6) Whether Company A's proposed acquisition of the Target would be a reverse takeover
LD95-2016 03/2016 Main Board Rule 14.06(6) Whether Company A's proposed acquisition of an interest in the Target from Mr. B would be a reverse takeover
LD94-2016 03/2016 Main Board Rule 14.06(6) Whether Company A's proposed subscription of an interest in the Fund would be a reverse takeover
LD93-2016 03/2016 Main Board Rules 8.04, 8.05(1)(a) and Paragraph 3(c) of Practice Note 15 Whether the Company A (excluding its interest in Newco) could rely on the unrealised fair value gains on investment properties to meet the profit requirement under Rule 8.05(1)(a)