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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
|Before 1 January 2011||On or After 1 January 2011|
Listing decisions published before 1 January 2011 continue to bear the old references.
|LD Series Number||
|Listing Rules/ Topics||Particulars|
Main Board Rule 2.06 and Chapter 8
GEM Rule 2.09 and Chapter 11
|To provide guidance on why the Exchange rejected certain listing applications|
Main Board Rule 9.03(3)
GEM Rules 12.09 and 12.14
|To provide guidance on why the Exchange returned certain listing applications|
|LD105-2017||04/2017||GEM Rules 9.04 and 17.26||Whether Company A has a sufficient level of operations or assets to meet GEM Rule 17.26|
Main Board Rule 2.04 and Paragraph 3(f) of Practice Note 15
GEM Rule 2.07 and Paragraph 3(f) of Practice Note 3
|Whether the Exchange would waive the assured entitlement requirement for Company A's spin-off proposal|