Listing Rules and Guidance: Contents


 
 

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2018
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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.

Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:

Before 1 January 2011 On or After 1 January 2011
 
HKEx-LD100-1
HKEx-LD100-2
HKEx-LD101-1
 
HKEx-LD1-2011
HKEx-LD2-2011
HKEx-LD3-2011

Listing decisions published before 1 January 2011 continue to bear the old references.

LD Series Number First
Release
Date (Last
Update
Date)
(mm/yyyy)
Listing Rules/ Topics Particulars
LD120-2018 03/2018 Main Board Rule 9.03(3)
GEM Rules 12.09 and 12.14
To provide guidance on why the Exchange returned certain listing applications
LD119-2018 03/2018 GEM Rule 2.09 and Chapter 11 To provide guidance on why the Exchange rejected certain listing applications
LD118-2018 03/2018
(08/2018)
Main Board Rules 6.01(3), 6.10 and 13.24 Whether Company A had a sufficient level of operations or sufficient assets to meet Main Board Rule 13.24