Listing Rules and Guidance - Rules and Guidance

Market Data
- Securities Prices
- Futures & Options Prices
- Statistics
- HKEXnews
  
  View listed company announcements and more on the centralised platform for regulatory filings and disclosures
- News Alerts
  
  Sign up to receive company announcements or website updates by email
- Market Data Services
  
  Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department
Products
- Securities
- Listed Derivatives
- OTC Derivatives
- Find a Partner
  
  Search our directory to find brokers, clearing members, information vendors and more
- USD/CNH Gold Futures
  
  The first pair of dual currency and physically-settled gold futures contracts in Hong Kong
- RMB Currency Options
  
  Your new option to manage RMB currency risks
Services
- Trading
  - Securities
  - Derivatives
- Connectivity
  - Hosting Services
  - SDNet/2
- Market Data Services
- Rules, Forms & Fees
  - Rules
  - Forms
  - Fees
- Clearing
- Settlement and Depository
- NextGen Post Trade Programme
  - Overview
- Circulars & Notices
  
  View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
- Become a Participant
  
  Connect to Hong Kong’s financial market through HKEX
- Market Open/Closing Ceremonies
  
  Learn how your company can bang the gong to officially open trading on HKEX’s markets
Listing
- Why List in Hong Kong
- Getting Started
- How We Regulate
- Rules and Guidance
- Listing in Hong Kong
  
  Get started on the path to listing on HKEX’s markets.
- Listing Rules
  
  The Listing Rules for the Main Board and GEM of the Stock Exchange of Hong Kong
- Contact Us
  
  Get in touch with our Listing Department
News
- News Releases
- Market Consultations
- Tender Notices
- Research Reports
- Media Centre
- Charles Li Direct
  
  Market insights from HKEX Chief Executive Charles Li
- Circulars & Notices
  
  View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
- HKEX Calendar
  
  Download or subscribe to our calendar containing trading and clearing information, public holidays and more
Mutual Market
- Stock Connect
- Bond Connect
- Daily Statistics
  
  Statistics on Shanghai and Shenzhen Connect updated daily
- Market Highlights
  
  View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
- Eligible Securities
  
  A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Search

Listing Rules and Guidance: Contents

The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails.

Entire section

Custom print

Home > Listing > Rules and Guidance

LISTING RULES, INTERPRETATION & GUIDANCE

Rules and Guidance