Entire Section

  • Tap issues

    • 35.02

      Where application is made by an issuer for listing of a tap issue, the Exchange will normally apply the same requirements for each subsequent tranche as would apply to the initial tranche. However, where such an application is contemplated, the Exchange should be consulted at the earliest opportunity as to the requirements which will apply.

    • 35.03

      Any listing document issued in connection with a tap issue must specify the maximum nominal amount of debt securities which could be issued.