Entire Section

  • Rights of Parties to be Heard

    • 2A.16

      In any disciplinary proceedings of the Listing Committee and on any further and final review of the decision resulting from those proceedings by the Listing Review Committee, the party the subject of such proceedings shall have the right to attend the meeting, to make submissions and to be accompanied by its professional advisers. In all disciplinary proceedings the Listing Division will provide the parties with copies of any papers to be presented by it at the meeting, in advance of the meeting.