Entire Section

  • Qualifications for transfer

    • 9A.02

      A GEM transfer applicant may apply for a transfer of listing of its securities from GEM to the Main Board if:

      (1) it meets all the qualifications for listing on the Main Board set out in the Exchange Listing Rules;

      Note: In order to be listed on the Main Board, the applicant must continue to meet the qualifications referred to in rule 9A.02(1) up to the commencement of dealings in its securities on the Main Board.
      (2) it complied with GEM rule 18.03 in respect of its financial results for the first full financial year commencing after the date of its initial listing; and
      (3) in the 12 months preceding the transfer application and until the commencement of dealings in its securities on the Main Board, it has not been the subject of any disciplinary investigation by the Exchange in relation to a serious breach or potentially serious breach of any GEM Listing Rules or Exchange Listing Rules.

    • 9A.03

      The following modifications apply to a transfer of listing from GEM to the Main Board:—

      (1A) no requirement for the publication of a Post Hearing Information Pack under rule 12.01B; and
      (1B) no requirement for the submission of the documents under rules 9.11 (17a) and 9.11(30).
      (1) [Repealed 15 February 2018];
      (2) [Repealed 15 February 2018];
      (3) [Repealed 15 February 2018].

    • 9A.04 [Repealed]

      [Repealed 15 February 2018]