Entire Section

  • When Required

    • 11.04

      The methods of listing required by these Exchange Listing Rules to be supported by a listing document are:—

      (1) offers for subscription;
      (2) offers for sale;
      (3) placings by or on behalf of a new applicant or by or on behalf of a listed issuer of securities of a class new to listing;
      (4) introduction which includes a transfer of listing from GEM to the Main Board;
      (5) rights issues;
      (6) open offers;
      (7) capitalisation issues (including the bonus issue of warrants);
      (8) an exchange or a substitution of securities; and
      (9) any deemed new listing under the Exchange Listing Rules.

    • 11.05

      Other methods of listing are not required by these Exchange Listing Rules to be supported by a listing document, but if a listing document is otherwise required or issued, it must comply with the relevant requirements of this Chapter.