Entire Section

  • Corporate Communications to Non Registered Holders of Securities (13.56)

    • 13.56

      An issuer shall, as soon as practicable following a request to HKSCC and at the expense of the issuer send to any Non Registered Holder (by means permitted by the Exchange Listing Rules) copies of any corporate communications.

      For the purposes of this rule, "Non Registered Holder" shall mean:—

      (i) such person or company whose listed securities are held in CCASS; and
      (ii) who has notified the issuer from time to time through HKSCC that such person or company wishes to receive corporate communications.