Entire Section

  • Definition of connected person

    • 14A.07

      A "connected person" is:

      (1) a director, chief executive or substantial shareholder of the listed issuer or any of its subsidiaries;
      (2) a person who was a director of the listed issuer or any of its subsidiaries in the last 12 months;
      (3) a supervisor of a PRC issuer or any of its subsidiaries;
      (4) an associate of any of the above persons;
      (5) a connected subsidiary; or
      (6) a person deemed to be connected by the Exchange.

      Diagram 1

    • 14A.08

      Where a listed issuer is an investment company listed under Chapter 21, its connected persons also include an investment manager, investment adviser or custodian (or any connected person of any of them).