Entire Section

  • Disclosure of Agreements

    • 15A.51

      An issuer must disclose to the Exchange any agreement, arrangement or understanding (direct or indirect) in place at the date of issue between the issuer and any member of the issuer's group (meaning the issuer and any of the issuer's holding companies, subsidiaries and fellow subsidiaries and any associated company of any of them) and any substantial shareholder of the company whose securities underlie the structured product.