Entire Section

  • Part I Preliminary

    • Commencement

      These Rules shall come into operation on the day appointed for the commencement of the Securities and Futures Ordinance (Cap.571)

    • Interpretation

      In these Rules, unless the context otherwise requires —

      "applicant" (申請人) means a corporation or other body which has submitted an application under section 3;

      "application" (申請) means an application submitted under section 3 and all documents in support of or in connection with the application including any replacement of and amendment and supplement to the application;

      "approved share registrar" (認可股份登記員) means a share registrar who is a member of an association of persons approved by the Commission under section 12;

      "issuer" (發行人) means a corporation or other body the securities of which are listed, or proposed to be listed, on a recognized stock market;

      "share registrar" (股份登記員) means any person who maintains in Hong Kong the register of members of a corporation the securities of which are listed, or proposed to be listed, on a recognized stock market.