Entire Section

  • Compliance Adviser

    • 8A.33

      Rule 3A.19 is modified to require an issuer with a WVR structure to appoint a Compliance Adviser on a permanent basis commencing on the date of the issuer's initial listing.

    • 8A.34

      An issuer must consult with and, if necessary, seek advice from its Compliance Adviser, on a timely and ongoing basis in the circumstances set out in rule 3A.23 and also on any matters related to:

      (1) the WVR structure;
      (2) transactions in which any beneficiary of weighted voting rights in the issuer has an interest; and
      (3) where there is a potential conflict of interest between the issuer, a subsidiary of the issuer and/or shareholders of the issuer (considered as a group) on the one hand and any beneficiary of weighted voting rights in the issuer on the other.