Entire Section

  • Information Gathering

    • 2.12A

      An issuer must provide to the Exchange or the Commission as soon as possible, or otherwise in accordance with time limits imposed by the Exchange or the Commission:
       
      (1)    any information that the Exchange or the Commission reasonably considers appropriate to protect investors or ensure the smooth operation of the market; and
       
      (2) any other information or explanation that the Exchange or the Commission may reasonably require for the purpose of investigating a suspected breach of or verifying compliance with the Exchange Listing Rules or the Securities and Futures Ordinance.

    • 2.12B

      In responding to enquiries or investigations by the Exchange or the Commission, a party subject to the enquiries or investigations must provide to the Exchange or the Commission information or explanation which is accurate, complete and up-to-date.