Appendix 24 Headline Categories
Past version: effective from 13/06/2016 - 21/07/2016
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The following documents are submitted by issuers for publication on our website as listed companies information:-
Equity
Debt and Structured Products
Application Proofs and Post Hearing Information Packs or PHIPs
Schedule 1
Headline Categories for Announcements and Notices
Connected Transactions
Auditors or INEDs Unable to Confirm Matters relating to Continuing Connected Transaction
Connected Transaction
Continuing Connected Transaction
Guaranteed Net Tangible Assets or Profits
Waiver in respect of Connected Transaction Requirements
Corporate Positions and Committees/Corporate Changes
Amendment of Constitutional Documents
Change in a Director's or Supervisor's Biographical Details
Change in Auditors
Change in Class Rights
Change in Company Secretary
Change in Compliance Adviser
Change in Compliance Officer
Change in Directors or of Important Executive Functions or Responsibilities
Change in Financial Year End
Change in Registered Address or Office, Registered Place of Business in HK or Agent for Service of Process in HK
Change in Share Registrar/Transfer Agent
Change in Supervisors
Change in Chief Executive
Change of Audit Committee Member
Change of Remuneration Committee Member
Change of Company Name
List of Directors and their Role and Function
Non-compliance with Audit Committee Requirements
Non-compliance with Remuneration Committee Requirements
Non-compliance with Compliance Officer Requirements
Non-compliance with INED Requirements or INED Failing to Meet Independence Guidelines
Terms of Reference of the Audit Committee
Terms of Reference of the Remuneration Committee
Terms of Reference of the Nomination Committee
Terms of Reference of Other Board Committees
Financial Information
Advance to an Entity
Date of Board Meeting
Delay in Results Announcement
Dividend or Distribution
Final Results
Financial Assistance and/or Guarantee to Affiliated Company
Interim Results
Net Asset Value
Profit Warning
Prior Period Adjustments due to Correction of Material Errors
Qualified and/or Modified Audit Report
Quarterly Results
Results of a Subsidiary
Revision of Information in Published Preliminary Results
Revision of Published Financial Statements and Reports
Meetings/Voting
Change of Voting Intention
Material Information after Issue of Circular
Nomination of Director by Shareholder
Notice of AGM
Notice of EGM/SGM
Re-election or Appointment of Director subject to Shareholders' Approval
Results of AGM
Results of EGM/SGM
Change in Auditors subject to Shareholders' Approval
New Listings (Listed Issuers/New Applicants)
Allotment Results
Formal Notice
Listing of Securities by way of Introduction
Striking Price on Offer for Subscription or for Sale by Tender
Supplemental Information regarding IPO
Transfer of listing from GEM to Main Board
Mixed Media Offer
Notifiable Transactions
Delay in Completion
Discloseable Transaction
Major Transaction
Reverse Takeover
Share Transaction
Termination of Transaction
Variation to Terms
Very Substantial Acquisition
Very Substantial Disposal
Reorganisation/Change in Shareholding/Major Changes/Public Float/Listing Status
Announcement by Offeree Company under the Takeovers Code
Announcement by Offeror Company under the Takeovers Code
Change in Principal Business Activities
Change in Shareholding
Charging or Pledging of Shares by Shareholder
Concentration of Shareholdings
Dealing in Securities by Director where Otherwise Prohibited under Model Code
Group Restructuring or Scheme of Arrangement
Lack of Open Market in Securities
Listing on Overseas Exchange or Securities Market
Privatisation/Withdrawal or Cancellation of Listing of Securities
Resumption
Spin-off
Sufficiency of Assets and/or Operations and/or Issuer becoming Cash Company
Sufficiency of Public Float
Suspension
Trading Halt
Winding Up and Liquidation of Issuer, its Holding Company or Major Subsidiary
Securities/Share Capital
Announcement pursuant to Code on Share Buy-backs
Capital Reorganisation
Capitalisation Issue
Change in Board Lot Size
Change in Terms of Securities or Rights attaching to Securities
Change of Dividend Payment Date
Closure of Books or Change of Book Closure Period
Consideration Issue
Conversion of Securities
Intention to Sell Shares of Untraceable Member
Issue of Convertible Securities
Issue of Debt Securities
Issue of Preference Shares
Issue of Securities by Major Subsidiary
Issue of Shares under a General Mandate
Issue of Shares under a Specific Mandate
Issue of Warrants
Movements in Issued Share Capital
Open Offer
Placing
Rights Issue
Share Option Scheme
Trading Arrangements (other than Change in Board Lot Size)
Miscellaneous
Breach of Loan Agreement
Clarification of News or Reports — Qualified
Clarification of News or Reports — Standard or Super
Delay in Dispatch of Circular or other Document
Inside Information
Loan Agreement with Specific Performance Covenant
Matters relating to Collective Investment Schemes
Matters relating to Options
Mining Activities Undertaken by Listed Issuers
Other — Business Update
Other — Corporate Governance Related Matters
Other — Litigation
Other — Miscellaneous
Other — Trading Update
Overseas Regulatory Announcement — Board/Supervisory Board Resolutions
Overseas Regulatory Announcement — Business Update
Overseas Regulatory Announcement — Corporate Governance Related Matters
Overseas Regulatory Announcement — Issue of Securities and Related Matters
Overseas Regulatory Announcement — Other
Overseas Regulatory Announcement — Trading Update
Unusual Price/Turnover Movements — Qualified
Unusual Price/Turnover Movements — Standard or Super
Schedule 2
Headline Categories for Circulars
Connected Transaction
Connected Transaction
Continuing Connected Transaction
Corporate Positions and Committees/Corporate Changes
Amendment of Constitutional Documents
Meetings/Voting
Change of Voting Intention
Material Information after Issue of Circular
Nomination of Director by Shareholder
Re-election or Appointment of Director subject to Shareholders' Approval
Change in Auditors subject to Shareholders' Approval
Notifiable Transactions
Major Transaction
Reverse Takeover
Very Substantial Acquisition
Very Substantial Disposal
Reorganisation/Change in Shareholding/Major Changes/Public Float/Listing Status
Document issued by Offeree Company under the Takeovers Code
Document issued by Offeror Company under the Takeovers Code
Fundamental Change in Principal Business Activities
Privatisation/Withdrawal of Listing of Securities
Proposal of Mineral Company to Explore for Natural Resources as Extension to or Change from
Existing Activities
Spin-off
Securities/Share Capital
Capitalisation Issue
Change in Terms of Securities or Rights attaching to Securities
Document issued pursuant to Code on Share Buy-backs
Exchange or Substitution of Securities
Explanatory Statement for Repurchase of Shares
General Mandate
Issue of Convertible Securities
Issue of Debt Securities
Issue of Preference Shares
Issue of Securities by Major Subsidiary
Issue of Securities within 6 Months of Listing
Issue of Shares
Issue of Warrants
Open Offer
Rights Issue
Share Option Scheme
Miscellaneous
Matters relating to Collective Investment Schemes
Other
Schedule 3
Headline Categories for Listing Documents
Authorised Collective Investment Scheme
Capitalisation Issue
Deemed New Listing under the Listing Rules
Exchange or Substitution of Securities
Introduction
Offer for Sale
Offer for Subscription
Open Offer
Other
Placing of Securities of a Class New to Listing
Rights Issue
Supplementary Listing Document
Schedule 4
Headline Categories for Financial Statements/ESG Information
Annual Report
Interim/Half-Year Report
Quarterly Report
Environmental, Social and Governance Information/Report
Schedule 4A
Headline Categories for Next Day Disclosure Returns
Share Buyback
Others
Schedule 5
Headline Categories for Debt and Structured Products
Trading Summaries — Derivative Warrants
Daily Trading Report on Derivative Warrant
Pre-Listing Trading Report on Derivative Warrant
Trading Summaries — Equity Linked Instruments
Daily Trading Report on Equity Linked Instrument
Pre-Listing Trading Report on Equity Linked Instrument
Trading Summaries — Callable Bull/Bear Contracts
Daily Trading Report on Callable Bull/Bear Contract
Pre-Listing Trading Report on Callable Bull/Bear Contract
Warrant Announcements — Derivative Warrants
Announcement regarding Exotic Derivative Warrant
Expiry Announcement regarding Derivative Warrant
Launch Announcement regarding Derivative Warrant
Other Announcement regarding Derivative Warrant
Warrant Announcements — Equity Linked Instruments
Announcement regarding Exotic Equity Linked Instrument
Expiry Announcement regarding Equity Linked Instrument
Launch Announcement regarding Equity Linked Instrument
Other Announcement regarding Equity Linked Instrument
Warrant Announcements — Callable Bull/Bear Contracts
Announcement regarding Exotic Callable Bull/Bear Contract
Expiry Announcement regarding Callable Bull/Bear Contract
Launch Announcement regarding Callable Bull/Bear Contract
Other Announcement regarding Callable Bull/Bear Contract
Warrant Listing Documents — Derivative Warrants
Base Listing Document of Derivative Warrant
Supplemental Listing Document of Derivative Warrant
Warrant Listing Documents — Equity Linked Instruments
Base Listing Document of Equity Linked Instrument
Supplemental Listing Document of Equity Linked Instrument
Warrant Listing Documents — Callable Bull/Bear Contracts
Base Listing Document of Callable Bull/Bear Contract
Supplemental Listing Document of Callable Bull/Bear Contract
Debt Securities Announcements
Formal Notice
Other Announcement regarding Debt Securities
Overseas Regulatory Announcement
Others
Debt Securities Offering Circular and Pricing Supplement
Debt Securities Prospectus
Issuer-Specific Report
Schedule 6
Headline Categories for Application Proofs and Post Hearing Information Packs or PHIPs
Application Proofs or related materials
Post Hearing Information Packs or PHIPs or related materials