Past version: effective up to 28/02/2019
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The following documents must be submitted to the Exchange on or before the date of issue of the listing document:

(1) every written undertakings from the listed issuer, its shareholders and/or other relevant parties to the Exchange referred to in the listing document;
(2) for listing of a new class of securities, a copy of the written notification issued by HKSCC stating that the securities will be Eligible Securities; and
(3) if the listed issuer proposes to issue a listing document of the type referred to in rule 6A.36 within the minimum period referred to in rule 6A.19 or any period fixed for the purposes of rule 6A.20, the signed declaration in the form set out in Appendix 7J as referred to in rule 6A.35.