16.09

Past version: effective up to 04/07/2021
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A formal notice required for publication on the GEM website in accordance with rules 16.07 or 16.08 must state at least the following:—

(1) the name and country of incorporation or other establishment of the issuer;
(2) the amount and title of the securities for which listing is sought;
(3) the address(es) at which copies of any listing document, if any, are available to the public;

Note: Where the issuer intends to rely on the Class Exemption Notice to make a Mixed Media Offer referred to in rule 16.04D, rule 16.04D(2) replaces this sub-rule.
(4) the date of publication of the notice;
(5) in the case of a placing, the names of the lead broker and, if applicable, any distributor(s);
(6) a statement that application has been made to the Exchange for listing of and permission to deal in the securities;
(7) a statement that the formal notice appears for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities;
(8) in the cases set out in rule 16.07 a statement that applications will only be considered on the basis of the listing document;
(9) the date upon which dealings in the securities are expected to commence; and
(10) the name and address of the Sponsor (if applicable).