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16.07

In the following cases, a formal notice stating the information set out in rule 16.09 must be published on the GEM website on the date of issue of the listing document:—

(1) an offer for subscription or an offer for sale;
(2) a placing by or on behalf of a new applicant where 20% or more of the amount placed is made available directly to the general public; or
(3) a placing by or on behalf of a listed issuer of securities of a class new to listing where 20% or more of the amount placed is made available directly to the general public.