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16.08

In the following cases, a formal notice stating the information set out in rule 16.09 must be published on the GEM website, not less than 2 clear business days before dealings commence:—

(1) a placing by or on behalf of a new applicant which does not fall within rule 16.07(2);
(2) a placing by or on behalf of a listed issuer of securities of a class new to listing which does not fall within rule 16.07(3);
(3) an introduction by or on behalf of a new applicant of any class of securities;
(4) an introduction by or on behalf of a listed issuer of securities of a class new to listing; or
(5) an issue by a listed issuer of securities of a class new to listing which does not fall within any of rule 16.07 or sub-paragraphs (1) to (4) above.