Versions

 

16.09

A formal notice required for publication on the GEM website in accordance with rules 16.07 or 16.08 must state at least the following:—
 
(1)  the name and country of incorporation or other establishment of the issuer;
 
(2)  the amount and title of the securities for which listing is sought;
 
(3)  the websites at which the listing document, if any, is published;
 
  Note:    Where the issuer intends to rely on the Class Exemption Notice to make a Mixed Media Offer referred to in rule 16.04D, rule 16.04D(2) replaces this sub-rule.
 
(4)  the date of publication of the notice;
 
(5)  in the case of a placing, the names of the lead broker and, if applicable, any distributor(s);
 
(6)  a statement that application has been made to the Exchange for listing of and permission to deal in the securities;
 
(7)  a statement that the formal notice appears for information purposes only and does not constitute an invitation or offer to acquire, purchase or subscribe for securities;
 
(8)  in the cases set out in rule 16.07 a statement that applications will only be considered on the basis of the listing document;
 
(9)  the date upon which dealings in the securities are expected to commence; and
 
(10)  the name and address of the Sponsor (if applicable).