2016
Select By Rule or Topic: Download the consolidated index herehere
Please visit Archive to view marked-up versions and versions that have been superseded or withdrawn.
This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
| Before 1 January 2011 | On or After 1 January 2011 |
| HKEx-LD100-1 HKEx-LD100-2 HKEx-LD101-1 |
HKEx-LD1-2011 HKEx-LD2-2011 HKEx-LD3-2011 |
Listing decisions published before 1 January 2011 continue to bear the old references.
| LD Series Number | First Release Date (Last Update Date) (mm/yyyy) |
Listing Rules/ Topics | Particulars |
| LD103-2016 | 12/2016 (07/2018) |
Main Board Rules 2.03, 2A.03, 13.64, 13.64A and 13.52B(1) | Whether the Exchange would approve a share subdivision proposed by Company A |
| LD102-2016 | 12/2016 | Main Board Rules 2.03, 2A.03 and 7.19(6) | Whether the Exchange would grant listing approval for the proposed rights issue of Company A (Withdrawn in July 2018) |
| LD101-2016 | 04/2016 | Main Board Rule 9.03(3) GEM Rules 12.09 and 12.14 |
To provide guidance on why the Exchange returned certain listing applications |
| LD100-2016 | 04/2016 | Main Board Rules 2.06 and Chapter 8 GEM Rules 2.09 and Chapter 11 |
To provide guidance on why the Exchange rejected certain listing applications |
| LD99-2016 | 03/2016 (10/2019) |
Main Board Rule 13.24 | Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal |
| LD98-2016 | 03/2016 (10/2019) |
Main Board Rule 13.24 | Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal |
| LD97-2016 | 03/2016 (10/2019) |
Main Board Rule 13.24 | Whether Company A would have sufficient operations or assets under Rule 13.24 after the disposal |
| LD96-2016 | 03/2016 (10/2019) |
Main Board Rule 14.06B | Whether Company A's proposed acquisition of the Target would be a reverse takeover |
| LD95-2016 | 03/2016 (10/2019) |
Main Board Rule 14.06B | Whether Company A's proposed acquisition of an interest in the Target from Mr. B would be a reverse takeover |
| LD94-2016 | 03/2016 (10/2019) |
Main Board Rule 14.06B | Whether Company A's proposed subscription of an interest in the Fund would be a reverse takeover |
| LD93-2016 | 03/2016 | Main Board Rules 8.04, 8.05(1)(a) and Paragraph 3(c) of Practice Note 15 | Whether the Company A (excluding its interest in Newco) could rely on the unrealised fair value gains on investment properties to meet the profit requirement under Rule 8.05(1)(a) |