2017
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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
| Before 1 January 2011 | On or After 1 January 2011 |
| HKEx-LD100-1 HKEx-LD100-2 HKEx-LD101-1 |
HKEx-LD1-2011 HKEx-LD2-2011 HKEx-LD3-2011 |
Listing decisions published before 1 January 2011 continue to bear the old references.
| LD Series Number | First Release Date (Last Update Date) (mm/yyyy) |
Listing Rules/ Topics | Particulars |
| LD117-2017 | 11/2017 | Main Board Rule 8.04 and Paragraph 3(c) of Practice Note 15 | Whether Company A (excluding its interest in Newco) could meet the new listing requirements of Chapter 8 of the Main Board Rules |
| LD116-2017 | 11/2017 (10/2019) |
Main Board Rules 6.01(3), 6.10 and 13.24 | Whether Company A had a sufficient level of operations or sufficient assets to meet Main Board Rule 13.24 |
| LD115-2017 | 11/2017 (10/2019) |
Main Board Rules 6.01(3), 6.10 and 13.24 | Whether Company A had a sufficient level of operations or sufficient assets to meet Main Board Rule 13.24 |
| LD114-2017 | 10/2017 (03/2019) |
Main Board Rules 2.03, 2.06, 6.01, 6.04 and 6.10 | Whether Company A was no longer suitable for listing |
| LD113-2017 | 10/2017 (10/2019) |
Main Board Rules 2.04, 14.06B and 14.54 | Whether the Exchange would impose additional requirements under Rule 2.04 on Company A's proposed disposal of its original business |
| LD112-2017 | 10/2017 (10/2019) |
Main Board Rule 13.24 | Whether Company A would have sufficient operations or assets under Rule 13.24 after a proposed major disposal |
| LD111-2017 | 10/2017 | Main Board Rules 14A.19 and 14A.20 | Whether the Exchange would exercise its power to deem Company B as a connected person of Company A under Main Board Listing Rule 14A.19 |
| LD110-2017 | 06/2017 (08/2018) |
Main Board Rules 6.01(2), 6.04, 6.10, 8.08, 13.32 | Whether the Exchange would commence the procedures to cancel the listing of Company A whose shares had been suspended for a prolonged period due to insufficient public float |
| LD109-2017 | 06/2017 (10/2019) |
Main Board Rule 14.06B | Whether Company A would be required to aggregate the proposed acquisition with a previous acquisition, and whether these acquisitions would constitute a reverse takeover |
| LD108-2017 | 06/2017 (10/2019) |
Main Board Rule 14.06B | Whether Company A's proposed acquisition of the Target constituted a reverse takeover or an extreme VSA |
| LD107-2017 | 05/2017 | Main Board Rule 2.06 and Chapter 8 GEM Rule 2.09 and Chapter 11 |
To provide guidance on why the Exchange rejected certain listing applications |
| LD106-2017 | 05/2017 | Main Board Rule 9.03(3) GEM Rules 12.09 and 12.14 |
To provide guidance on why the Exchange returned certain listing applications |
| LD105-2017 | 04/2017 (10/2019) |
GEM Rules 9.04 and 17.26 | Whether Company A has a sufficient level of operations or assets to meet GEM Rule 17.26 |
| LD104-2017 | 01/2017 | Main Board Rule 2.04 and Paragraph 3(f) of Practice Note 15 GEM Rule 2.07 and Paragraph 3(f) of Practice Note 3 |
Whether the Exchange would waive the assured entitlement requirement for Company A's spin-off proposal |