2018
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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
| Before 1 January 2011 | On or After 1 January 2011 |
| HKEx-LD100-1 HKEx-LD100-2 HKEx-LD101-1 |
HKEx-LD1-2011 HKEx-LD2-2011 HKEx-LD3-2011 |
Listing decisions published before 1 January 2011 continue to bear the old references.
| LD Series Number | First Release Date (Last Update Date) (mm/yyyy) |
Listing Rules/ Topics | Particulars |
| LD120-2018 | 03/2018 | Main Board Rule 9.03(3) GEM Rules 12.09 and 12.14 |
To provide guidance on why the Exchange returned certain listing applications |
| LD119-2018 | 03/2018 | GEM Rule 2.09 and Chapter 11 | To provide guidance on why the Exchange rejected certain listing applications |
| LD118-2018 | 03/2018 (10/2019) |
Main Board Rules 6.01(3), 6.10 and 13.24 | Whether Company A had a sufficient level of operations or sufficient assets to meet Main Board Rule 13.24 |