2019
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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
Before 1 January 2011 | On or After 1 January 2011 |
HKEx-LD100-1 HKEx-LD100-2 HKEx-LD101-1 |
HKEx-LD1-2011 HKEx-LD2-2011 HKEx-LD3-2011 |
Listing decisions published before 1 January 2011 continue to bear the old references.
LD Series Number | First Release Date (Last Update Date) (mm/yyyy) |
Listing Rules/ Topics | Particulars |
LD123-2019 | 07/2019 (10/2019) |
Main Board Rules 2.04 and 6.01(4) | Whether the Exchange would impose additional requirements under Rule 2.04 on Company A’s proposed continuing connected transaction with Company B |
LD122-2019 | 07/2019 (10/2019) |
Main Board Rules 2.04, 14.06B and 14.54 | Whether the Exchange would impose additional requirements under Rule 2.04 on Company A’s proposed termination of a lease agreement relating to its original entertainment business |
LD121-2019 | 03/2019 | Main Board Rule 2.06 and Chapter 8 GEM Rule 2.09 and Chapter 11 |
To provide guidance on why the Exchange rejected certain listing applications |