2020
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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.
Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:
Before 1 January 2011 | On or After 1 January 2011 |
HKEx-LD100-1 HKEx-LD100-2 HKEx-LD101-1 |
HKEx-LD1-2011 HKEx-LD2-2011 HKEx-LD3-2011 |
Listing decisions published before 1 January 2011 continue to bear the old references.
LD Series Number | First Release Date (Last Update Date) (mm/yyyy) |
Listing Rules/ Topics | Particulars |
LD129-2020 | 09/2020 |
Main Board Rules 17.01 and 17.03 | Whether Company A's proposal to grant options to a discretionary trust under a share option scheme would meet the requirements under Chapter 17 of the Main Board Rules |
LD128-2020 | 09/2020 |
GEM Rules 17.39, 17.41, 17.42 and 17.42B | Whether Company X can seek a prior mandate from its shareholders on a one-off basis to issue new shares over a period of time under a share issuance proposal under GEM Rule 17.39 |
LD127-2020 | 06/2020 |
Main Board Rule 9.03(3) GEM Rules 12.09 and 12.14 |
To provide guidance on why the Exchange returned certain listing applications |
LD126-2020 | 06/2020 |
Main Board Rule 2.06 and Chapter 8 GEM Rule 2.09 and Chapter 11 |
To provide guidance on why the Exchange rejected certain listing applications |
LD125-2020 | 04/2020 |
Main Board Rule 8.09(2) and Paragraph 3(c) of Practice Note 15 to the Main Board Rules | Whether the Remaining Group could meet the minimum market capitalisation requirement under Rule 8.09(2) |
LD124-2020 | 04/2020 |
Main Board Rule 8.09(2) and Paragraph 3(c) of Practice Note 15 to the Main Board Rules | Whether the Remaining Group could meet the minimum market capitalisation requirement under Rule 8.09(2) |