2020

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This section comprises decisions on cases handled by the Listing Committee and/or the Listing Division, to enhance transparency and market understanding of their interpretation of the Listing Rules. Each decision was based on its specific circumstances and is not a precedent for future cases.

Effective from 1 January 2011, listing decisions will be published under a new naming format as illustrated below:

Before 1 January 2011	On or After 1 January 2011
HKEx-LD100-1 HKEx-LD100-2 HKEx-LD101-1	HKEx-LD1-2011 HKEx-LD2-2011 HKEx-LD3-2011

Listing decisions published before 1 January 2011 continue to bear the old references.

LD Series Number	First Release Date (Last Update Date) (mm/yyyy)	Listing Rules/ Topics	Particulars
LD129-2020	09/2020	Main Board Rules 17.01 and 17.03	Whether Company A's proposal to grant options to a discretionary trust under a share option scheme would meet the requirements under Chapter 17 of the Main Board Rules
LD128-2020	09/2020	GEM Rules 17.39, 17.41, 17.42 and 17.42B	Whether Company X can seek a prior mandate from its shareholders on a one-off basis to issue new shares over a period of time under a share issuance proposal under GEM Rule 17.39
LD127-2020	06/2020	Main Board Rule 9.03(3) GEM Rules 12.09 and 12.14	To provide guidance on why the Exchange returned certain listing applications
LD126-2020	06/2020	Main Board Rule 2.06 and Chapter 8 GEM Rule 2.09 and Chapter 11	To provide guidance on why the Exchange rejected certain listing applications
LD125-2020	04/2020	Main Board Rule 8.09(2) and Paragraph 3(c) of Practice Note 15 to the Main Board Rules	Whether the Remaining Group could meet the minimum market capitalisation requirement under Rule 8.09(2)
LD124-2020	04/2020	Main Board Rule 8.09(2) and Paragraph 3(c) of Practice Note 15 to the Main Board Rules	Whether the Remaining Group could meet the minimum market capitalisation requirement under Rule 8.09(2)