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6A.36

The following listing documents are relevant for the purposes of rules 6A.34 and 6A.35:—

(1) any listing document which constitutes a prospectus for the purposes of the Companies Ordinance;
(2) any listing document issued in relation to a rights issue or open offer (whether or not it constitutes a prospectus); or
(3) any listing document issued in relation to a transaction or connected transaction (under Chapters 19 and 20 respectively).

Note: In respect of any listing document in relation to a connected transaction, the declaration by the Compliance Adviser required under rule 6A.35 will not be expected to give any form of confirmation on the opinions of the independent non-executive director(s) or the letter from the independent financial adviser.