Versions

 

8.02A

Each of the statutory securities regulator of an issuer’s jurisdiction of incorporation and the statutory securities regulator of the place of central management and control must be a full signatory to the IOSCO MMOU. This is to enable the Commission to seek regulatory assistance and information from overseas statutory securities regulators to facilitate the Commission’s investigations and enforcement actions where an issuer has its records, business operations, assets and management outside Hong Kong.