Versions

 

9.10A

The documents under rules 9.11(1) to (38) must be lodged with the Exchange according to the following schedule:

(1)    documents under rules 9.11(1) to 9.11(17c) must be lodged at the time of submission of Form A1;
 
Notes:    1.    For applications re-submitted at any time after the lapse of a previous application, the new applicant and its sponsor must provide, if applicable, a submission with supporting documents addressing all outstanding matters set out in the Exchange’s letter on the lapsed application and material changes in the listing application, business or circumstances of the new applicant.
 
    2. For applications re-submitted within three months of a lapsed application by at least one of the original and independent sponsors of the lapsed application (see rule 9.10B), all documents lodged with the Exchange in relation to the previous application will remain valid and applicable. The new applicant and its sponsor will only need to submit documents that have been revised due to material changes, and provide a confirmation to the Exchange that there has been no material changes to all other documents.
 
(2) [Repealed 1 October 2013]
 
(3) documents under rules 9.11(18) to 9.11(22) must be lodged at least 4 clear business days before the expected hearing date;
 
(4) documents under rules 9.11(24) to 9.11(28a) must be lodged before bulk-printing of the listing document;
 
(5) documents under rules 9.11(29) to 9.11(32) must be lodged as soon as practicable after the hearing of the application by the Listing Committee but on or before the date of issue of the listing document;
 
(6) document under rule 9.11(33) must be lodged by no later than 11 a.m. on the intended date of authorisation of the prospectus; and
 
(7) documents under rules 9.11(34) to 9.11(38) must be lodged as soon as practicable after the issue of the listing document but before dealings commence.