APPENDICES
- Appendix 1 Contents of Listing Documents
- Appendix 2 Documents of Title
- Appendix 3 Articles of Association
- Appendix 4 Trust Deeds or Other Documents Securing or Constituting Debt Securities
-
Appendix 5 Forms Relating to Applications for Listing
- Form A1 Listing Application Form (For Equity Securities and Debt Securities)
- Form A2 Listing Application Form (For Collective Investment Schemes)
- Form B Declaration and Undertaking with regard to Directors
- Form C1 Formal Application (For Equity Securities)
- Form C2 Formal Application (For Debt Securities)
- Form C3 Formal Application (For Collective Investment Schemes)
- Form C3Z Formal Application (For Open-ended Investment Companies, Unit Trusts, Mutual Funds and Other Collective Investment Schemes governed by Chapter 21 of the Listing Rules)
- Form D Marketing Statement
- Form E Sponsor's Declaration
- Form F Declaration
- Form G [Repealed]
- Form H Declaration and Undertaking with regard to Directors of an Issuer incorporated in the People's Republic of China ("PRC")
- Form I Declaration and Undertaking with regard to Supervisors of an Issuer incorporated in the People's Republic of China ("PRC")
- Form J Formal Application for Transfer of Listing of Equity Securities from the GEM to the Main Board (for Eligible Issuers under Appendix 28)
- Form K Declaration of Directors and Supervisors with Regard to a Transfer of Listing From GEM to the Main Board (for Eligible Issuers under Appendix 28)
- Appendix 6 Placing Guidelines for Equity Securities
- Appendix 6A [Repealed]
- Appendix 7 Listing Agreements (annotated)
- Appendix 8 Listing Fees, Transaction Levies on New Issues and Brokerage
- Appendix 9 [Repealed]
- Appendix 10 Model Code for Securities Transactions by Directors of Listed Issuers
- Appendix 11 Model Form of Formal Notice
- Appendix 12 Securities and Futures (Stock Market Listing) Rules
- Appendix 13 Additional Requirements in Respect of Certain Jurisdictions
- Appendix 14 Corporate Governance Code and Corporate Governance Report
- Appendix 15 [Repealed]
- Appendix 16 Disclosure of Financial Information
- Appendix 17 Sponsor's Undertaking and Statement of Independence
- Appendix 18 [Repealed]
- Appendix 19 Sponsor's Declaration
- Appendix 20 Compliance Adviser's Undertaking
- Appendix 21 Independent Financial Adviser's Independence Declaration
- Appendix 22 Independent Financial Adviser's Undertaking
- Appendix 23 Corporate Governance Report [Merged with Appendix 14]
- Appendix 24 Headline Categories
- Appendix 25 Content of a Competent Person's Report for Petroleum Reserves and Resources
- Appendix 26 Summary Form of Disclosure for Property Interests
- Appendix 27 Environmental, Social and Governance Reporting Guide
- Appendix 28 Transitional Arrangements for Eligible Issuers
- Appendix 29 Financial Adviser's Declaration (For Extreme Transaction)
- Appendix 30 Financial Adviser's Undertaking (For Extreme Transaction)