Chapter 13 Continuing Obligations
- Preliminary
- Disclosure
-
Specific Matters Relevant to the Issuer's Business
- 13.11
- Situations for disclosure (13.12)
- Advance to an entity (13.13-13.15A)
- Financial assistance and guarantees to affiliated companies of an issuer (13.16)
- Pledging of shares by the controlling shareholder (13.17)
- Loan agreements with covenants relating to specific performance of the controlling shareholder (13.18)
- Breach of loan agreement by an issuer (13.19)
- Continuing disclosure requirements (13.20-13.22)
- Notifiable transactions, connected transactions, takeovers and share repurchases (13.23)
- Sufficient operations (13.24-13.24A)
- Material matters which impact on profit forecasts (13.24B)
- Winding-up and liquidation (13.25)
-
General Matters Relevant to the Issuer's Securities
- Changes in issued shares – next day disclosure return and monthly return
- Subsequent listing (13.26)
- Changes in the terms of convertible securities (13.27)
- Issue of securities (13.28-13.29)
- Basis of allotment (13.30)
- Purchase of securities (13.31)
- Minimum prescribed public holdings and other listings (13.32-13.35)
- Pre-emptive rights (13.36)
- Meetings
- Disclosure of Financial Information
- Notification
- Announcements, Circulars and Other Documents
-
Trading and Settlement
- Certification of transfers (13.58)
- Registration services (13.59)
- Issue of certificates, registration and other fees (13.60)
- Designated accounts (13.61)
- Registration arrangements (13.62)
- Bearer warrants (13.63)
- Trading limits (13.64)
- Change in Board Lot Size (13.65)
- Closure of books and record date (13.66)
-
General
- Directors' dealings (13.67)
- Directors' service contracts (13.68-13.69)
- Nomination of directors (13.70)
- Notices (13.71-13.74)
- Equality of treatment (13.75)
- Use of Airmail (13.76)
- Directors' contact information (13.77-13.78)
- Communication with the Exchange (13.79)
- Independent financial advisers (13.80-13.87)
- Financial advisers appointed in relation to extreme transactions (13.87A - 13.87C )
- Appointment and removal of auditor prior to expiration of his term of office (13.88)
- Corporate Governance Code (13.89)
- Publication of issuers' constitutional documents (13.90)
- Environmental and Social Matters (13.91-13.92)