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Listing Regulations

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Rules and Guidance

Listing Rules and Guidance: Contents

Rules and Guidance
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- Interpretation and Guidance

The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

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Listing
Rules and Guidance
Listing Rules
GEM Listing Rules
GENERAL
Composition, Powers, Functions and Procedures of the GEM Listing Committee, the GEM Listing Review Committee and the Listing Division
Disciplinary jurisdiction and sanctions

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‹ 3.09

3.10 ›

Disciplinary jurisdiction and sanctions

3.10
3.11
3.11A
3.11B
3.12
3.13
3.14
3.15
3.16

‹ 3.09

3.10 ›

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