Appendix 5 Forms Relating to Applications for Listing
- Form A1 Listing Application Form (For Equity Securities and Debt Securities)
- Form A2 Listing Application Form (For Collective Investment Schemes)
- Form B Declaration and Undertaking with regard to Directors
- Form C1 Formal Application (For Equity Securities)
- Form C2 Formal Application (For Debt Securities)
- Form C3 Formal Application (For Collective Investment Schemes)
- Form C3Z Formal Application (For Open-ended Investment Companies, Unit Trusts, Mutual Funds and Other Collective Investment Schemes governed by Chapter 21 of the Listing Rules)
- Form D Marketing Statement
- Form E Sponsor's/ Overall coordinator’s# Declaration
- Form F Issuer’s Declaration
- Form G [Repealed]
- Form H Declaration and Undertaking with regard to Directors of an Issuer incorporated in the People's Republic of China ("PRC")
- Form I Declaration and Undertaking with regard to Supervisors of an Issuer incorporated in the People's Republic of China ("PRC")
- Form J Formal Application for Transfer of Listing of Equity Securities from the GEM to the Main Board (for Eligible Issuers under Appendix 28)
- Form K Declaration of Directors and Supervisors with Regard to a Transfer of Listing From GEM to the Main Board (for Eligible Issuers under Appendix 28)