General

Our
Products
- Securities
- Listed Derivatives
- OTC Derivatives
- Find a Partner
  Search our directory to find brokers, clearing members, information vendors and more
- MSCI Index Futures & Options
  HKEX launched 44 MSCI equity index futures and options contracts
- HKEX Sustainable & Green Exchange
  Collaborating on sustainable finance amongst our stakeholders
Our
Services
- Trading
  - Securities
    
    Overview
    
    Infrastructure
  - Derivatives
    
    Overview
    
    Infrastructure
- Connectivity
  - Hosting Services
  - SDNet/2
- Market Data Services
- Rules, Forms & Fees
  - Rules
  - Forms
  - Fees
- Clearing
  - Securities
    
    Overview
    
    Infrastructure
    
    Risk Management
    
    CCP Disclosures
  - Listed Derivatives
    
    Overview
    
    Infrastructure
    
    Risk Management
    
    CCP Disclosures
  - OTC Clear
    
    Overview
    
    Infrastructure
    
    Risk Management
    
    CCP Disclosures
- Settlement and Depository
- PLATFORM SERVICES
- Circulars & Notices
  
  View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
- Become a Participant
  Connect to Hong Kong’s financial market through HKEX
- HKEX Connect Hall
  A centrally-located venue at the heart of Hong Kong financial hub, the HKEX Connect Hall is an iconic venue for Hong Kong’s financial community.
Join
Our Markets
- IPO
  - Listing with HKEX
- Northbound and Southbound
  - Stock Connect
  - Bond Connect
- Commodities
  - LME
  - QME
- Sustainable Finance
  - Sustainable & Green Exchange (STAGE)
    
    Product Repository
    
    Resources Library
    
    News Centre
- IPO Express (Issue 4)
  Listing reform revitalises Hong Kong's capital markets
- HKEX in Biotech (Jul 2021)
  The next chapter: Hong Kong’s growing healthcare financing ecosystem
- HKEX Sustainable & Green Exchange
  Collaborating on sustainable finance amongst our stakeholders
Listing
Regulations
- What's New
  Latest regulatory information issued by Listing
- Listing Newsletters
  Bi-annual newsletters updating you on listing topics that we think will be of greatest interest to you
- Contact Us / Make a Complaint
  Get in touch with our Listing Division
News
centre
- Corporate News Releases
- Regulatory Announcements
- Market Communications
- Market Consultations
- News Centre
  
  Snapshot about HKEX latest news and information
- HKEX Calendar
  Download or subscribe to our calendar containing trading and clearing information, public holidays and more
- Research Reports
  
  Research and survey conducted by HKEX on its securities and derivatives markets and related topics
Connect
Scheme
- Daily Statistics
  
  Statistics on Shanghai and Shenzhen Connect updated daily
- Market Highlights
  View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
- Eligible Securities
  
  A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Market
Data
- Stock Quote Lookup
- Securities Prices
- Futures & Options Prices
- Statistics
- HKEXnews
  
  View listed company announcements and more on the centralised platform for regulatory filings and disclosures
- News Alerts
  Sign up to receive company announcements or website updates by email
- Market Data Services
  Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department

HKEX

Listing Regulations

Rules and Guidance

Listing Rules and Guidance: Contents

Rules and Guidance
- Listing Rules
- Interpretation and Guidance

The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails.

Entire section

Custom print

Search

Breadcrumb

Home
Listing
Rules and Guidance
Listing Rules
GEM Listing Rules
GENERAL
Composition, Powers, Functions and Procedures of the GEM Listing Committee, the GEM Listing Review Committee and the Listing Division
General