Interpretation and Guidance

Products

Securities

Equities

Exchange Traded Products

Structured Products

Real Estate Investment Trusts

Listed Derivatives

OTC Derivatives

Eligible OTC Clear Products

Interest Rate Swaps

Non Deliverable Forwards

Cross Currency Swaps

Deliverable FX

Find a Partner

New MSCI Index Futures & Options

HKEX Sustainable & Green Exchange

Services

Trading

Securities

Derivatives

Connectivity

Market Data Services

Real Time Data Services

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Rules, Forms & Fees

Clearing

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OTC Clear

Settlement and Depository

Settlement - Securities

Depository

Common Nominee Services

Securities Admission into CCASS

PFMI

Unclaimed Entitlements Held by HKSCC Nominees Limited

NextGen Post Trade Programme

Overview

NextGen Risk Management

Client Connect

Circulars & Notices

Become a Participant

Market Open/Closing Ceremonies

Listing

Why List in Hong Kong

Getting Started

How We Regulate

Rules and Guidance

HKEX in Biotech (Issue No.3)

Listing Rules

Listing Newsletter

News

Corporate News Releases

Regulatory Announcements

Market Communications

Mutual Market

Market Data

Securities Prices

Exchange Traded Products

Derivative Warrants

Inline Warrants

Callable Bull / Bear Contracts

Real Estate Investment Trusts

Debt Securities

Futures & Options Prices

Statistics

Clearing, Settlement and Depository

HKEX News

News Alerts

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About HKEX

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Organisation

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Real Time Share Price

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Visit HKEX

HKEX Connect Hall Rental

Related Sites: LME

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Products
- Securities
- Listed Derivatives
- OTC Derivatives
- Find a Partner
  
  Search our directory to find brokers, clearing members, information vendors and more
- New MSCI Index Futures & Options
  
  HKEX to launch 37 MSCI equity index futures and options contracts
- HKEX Sustainable & Green Exchange
  
  Collaborating on sustainable finance amongst our stakeholders
Services
- Trading
  - Securities
    
    Overview
    
    Infrastructure
  - Derivatives
    
    Overview
    
    Infrastructure
- Connectivity
  - Hosting Services
  - SDNet/2
- Market Data Services
- Rules, Forms & Fees
  - Rules
  - Forms
  - Fees
- Clearing
  - Securities
    
    Overview
    
    Infrastructure
    
    Risk Management
    
    PFMI
  - Listed Derivatives
    
    Overview
    
    Infrastructure
    
    Risk Management
    
    PFMI
  - OTC Clear
    
    Overview
    
    Infrastructure
    
    Risk Management
    
    PFMI
- Settlement and Depository
- NextGen Post Trade Programme
- Circulars & Notices
  
  View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
- Become a Participant
  
  Connect to Hong Kong’s financial market through HKEX
- Market Open/Closing Ceremonies
  
  Learn how your company can bang the gong to officially open trading on HKEX’s markets
Listing
- Why List in Hong Kong
- Getting Started
- How We Regulate
- Rules and Guidance
- HKEX in Biotech (Issue No.3)
  
  Connecting the life sciences industry
- Listing Rules
  
  The Listing Rules for the Main Board and GEM of the Stock Exchange of Hong Kong
- Listing Newsletter
  
  Bi-annual newsletters updating you on listing topics that we think will be of greatest interest to you
News
- Corporate News Releases
- Regulatory Announcements
- Market Communications
- Market Consultations
- Circulars & Notices
  
  View important information issued by HKEX to Exchange and Clearing House Participants, Market Data vendors and Hosting Services members
- HKEX Calendar
  
  Download or subscribe to our calendar containing trading and clearing information, public holidays and more
- Research Reports
  
  Research and survey conducted by HKEX on its securities and derivatives markets and related topics
Mutual Market
- Daily Statistics
  
  Statistics on Shanghai and Shenzhen Connect updated daily
- Market Highlights
  
  View the market capitalization, number of listed companies and more in the Hong Kong, Shanghai and Shenzhen markets
- Eligible Securities
  
  A list of securities eligible for trading under Shanghai and Shenzhen Stock Connect
Market Data
- Stock Quote Lookup
- Securities Prices
- Futures & Options Prices
- Statistics
- HKEXnews
  
  View listed company announcements and more on the centralised platform for regulatory filings and disclosures
- News Alerts
  
  Sign up to receive company announcements or website updates by email
- Market Data Services
  
  Vendors can sign up to purchase wholesale market data from HKEX’s Market Data Services department

The HKEX Rules, Interpretation and Guidance are maintained by Thomson Reuters Governance, Risk and Compliance to organise the materials for greater accessibility. Hyperlinked cross references are now available in the HTML versions.

In the case of discrepancies between HTML and PDF versions of the HKEX Rules, Interpretation and Guidance, the PDF version prevails.

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